Risk & Regulation

Business focussed advice to navigate the changing landscape

We recognise the increased importance to our clients of making sure their business strategy is robust and sustainable for the long term and can withstand increased regulatory scrutiny.

Our specialist risk and regulatory team comprises senior practitioners who work closely with industry leaders, regulators and policymakers.  This means we can react quickly to domestic, European and Global events to help our clients prepare for new regulatory regimes and to tailor and implement updated risk strategies.

Our approach is to provide teams with a strong combination of extensive industry experience plus excellent analytical and consulting skills.  We are known for our ability to provide commercial and pragmatic advice that makes sense, and can be implemented by business leaders as well as by risk and regulatory specialists.

Our range of services includes:

• Risk and governance support, including risk frameworks, policies and risk appetite.
• Capital management issues around Basel III, ICAAP and Solvency II regulations
• Review of stress and scenario test methodology and capital structures in relation to changing regulation.
• Tailored impact assessments on new and emerging regulatory requirements such as the RDR, AIFMD and FATCA
• Support in dealing with regulatory enforcement actions such as S166 reviews on all areas including capital adequacy, governance, control function effectiveness, suitability and fair treatment of customers
• Preparation for regulator assessments, including ARROW and thematic reviews